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Middle Office -Documentation

Company Name:
ACG Resources, LLC /Adams Consulting Group,
job
DESCRIPTION
KYC Analyst -Middle Office (PORTUGUESE A MUST)
Job Purpose:
The Intermediate Analyst will be responsible for reviewing documentation of Latin American clients that request to open Cash Management, Demand Deposit and Investment Accounts with
new york
Branch. The Analyst will verify if all incoming KYC documents are in good order and perform OFAC, World Check and FINRA (if applicable) verification.
This
position
is also responsible for Customer Service for all Cash Management clients as well as Fund Transfer Investigations.
Essential Job Functions
Verification of KYC documents for all new account openings
Maintain updated records of all Customer Profiles and other KYC documents
Maintain indicators and control of pending documents
Work closely with Compliance team to complete various projects that materialize due to new regulations
Knowledge of Bearer Shares, Beneficial Ownership Rules and all legal documents required to open an account
Answer all Customer Service Issues for Internal and External clients in a prompt fashion
Assist in Funds Transfer Investigations
Work closely with the Middle Office Team to improve departmental processes and procedures
Other responsibilities may be assigned.

Qualifications Required:
Minimum of Bachelor's degree is required or equivalent in Finance; Banking; or Accounting.
A minimum of three (3) years work experience with KYC documents or Compliance Related Issues Knowledge.

Strong MS Office skills, (in particular Excel, Word and Access)
Strong analytical skills, resourceful nature, pro-active, maturity of judgment and behavior and detail oriented.
Ability to perform in a fast pace environment to meet deadlines
Multitasking
Fluency in Portuguese/Spanish is mandatory for this position

Other Skills/Abilities
The Successful Applicant
The successful applicant will have a solid background in Know Your Customer documentation, OFAC rules and regulations
You will have knowledge of Customer Service and ability to answer questions in a polite and prompt manner
Knowledge of ICS Web, E-Gifts, EDD and Midas a plus


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