Associate General Counsel - Traditional Investments
The Associate General Counsel Senior Group Manager is a senior management-level position responsible for accomplishing results through the management of a team or department to manage and direct day-to-day legal activities in coordination with the Legal team.
The overall objective of this role is to provide legal support, advice and guidance across a broad range of practice areas.
Responsibilities:
Lead the North America (NAM) investment management legal teamProvide legal, regulatory and policy advice to senior management, front office personnel, and control functions on matters related to the NAM investment management accounts, products and services offered through Citi Global WealthAdvise the CGMI Registered Investment Advisor Governance CommitteeProvide legal support of the investment management business, including matters related to investment management account agreements and enrollment documents, investment policy statements, performance reports, Form ADV and other disclosures/filings, fiduciary trading issues, marketing materials, off-shore wealth services (OWS), and third-party managers and vendors.
Subject matter includes U.
S.
securities laws (especially the Investment Adviser s Act of 1940, the Investment Company Act of 1940 and OCC Title 9), as well as broker-dealer and banking regulations, licensing/registration of personnel, data protection, and regulatory disclosures/filings.
Supervise the review, drafting and negotiation of various agreements including client and third-party manager/vendor agreements.
Involvement with regulatory matters, including those from the SEC and OCC, including the promulgation and implementation of new/amended rules and regulations, ordinary course examinations, enforcement actions, and those involving firm business and personnel.
Qualifications:
12
years of experienceExperience in people managementBanking or financial industry experienceComprehensive knowledge of laws and practicesProven analytical and organizational skillsConsistently demonstrate clear and concise written and verbal communicationBar license in good standing to practice lawEducation:
J.
D.
required-------------------------------------------------Job Family Group:
Legal-------------------------------------------------Job Family:
Legal - Product------------------------------------------------------Time Type:
Full time------------------------------------------------------Primary Location:
New York New York United States------------------------------------------------------Primary Location Salary Range:
$170,000.
00 - $300,000.
00------------------------------------------------------Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc.
and its subsidiaries (Citi ) invite all qualified interested applicants to apply for career opportunities.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View the EEO is the Law poster.
View the EEO is the Law Supplement.
View the EEO Policy Statement.
View the Pay Transparency Posting.
Estimated Salary: $20 to $28 per hour based on qualifications.
The overall objective of this role is to provide legal support, advice and guidance across a broad range of practice areas.
Responsibilities:
Lead the North America (NAM) investment management legal teamProvide legal, regulatory and policy advice to senior management, front office personnel, and control functions on matters related to the NAM investment management accounts, products and services offered through Citi Global WealthAdvise the CGMI Registered Investment Advisor Governance CommitteeProvide legal support of the investment management business, including matters related to investment management account agreements and enrollment documents, investment policy statements, performance reports, Form ADV and other disclosures/filings, fiduciary trading issues, marketing materials, off-shore wealth services (OWS), and third-party managers and vendors.
Subject matter includes U.
S.
securities laws (especially the Investment Adviser s Act of 1940, the Investment Company Act of 1940 and OCC Title 9), as well as broker-dealer and banking regulations, licensing/registration of personnel, data protection, and regulatory disclosures/filings.
Supervise the review, drafting and negotiation of various agreements including client and third-party manager/vendor agreements.
Involvement with regulatory matters, including those from the SEC and OCC, including the promulgation and implementation of new/amended rules and regulations, ordinary course examinations, enforcement actions, and those involving firm business and personnel.
Qualifications:
12
years of experienceExperience in people managementBanking or financial industry experienceComprehensive knowledge of laws and practicesProven analytical and organizational skillsConsistently demonstrate clear and concise written and verbal communicationBar license in good standing to practice lawEducation:
J.
D.
required-------------------------------------------------Job Family Group:
Legal-------------------------------------------------Job Family:
Legal - Product------------------------------------------------------Time Type:
Full time------------------------------------------------------Primary Location:
New York New York United States------------------------------------------------------Primary Location Salary Range:
$170,000.
00 - $300,000.
00------------------------------------------------------Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc.
and its subsidiaries (Citi ) invite all qualified interested applicants to apply for career opportunities.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View the EEO is the Law poster.
View the EEO is the Law Supplement.
View the EEO Policy Statement.
View the Pay Transparency Posting.
Estimated Salary: $20 to $28 per hour based on qualifications.
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